Weiss Capital Securities, Inc.

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IMPORTANT NOTICE TO CLIENTS:

STARTING ON DECEMBER 15, 2009, THE CONVERSION AND TRANSFER PROCESS FOR WEISS CAPITAL SECURITIES BROKERAGE ACCOUNTS TO AMERICAN CENTURY BROKERAGE BEGINS.

IN ORDER TO AVOID ANY INCONVENIENCE OR SIGNIFICANT DISRUPTION IN SERVICING YOUR BROKERAGE ACCOUNT, PLEASE TAKE CAREFUL NOTE OF THE FOLLOWING DATES AND TRADING DETAILS POSTED FOR YOUR INFORMATION:

TUESDAY, DECEMBER 15, 2009

LAST DAY YOU CAN TRADE ANY STOCK OR BOND THROUGH YOUR PERSONAL ONLINE ACCESS WITH WEISS CAPITAL SECURITIES
LAST DAY YOU ARE ABLE TO PLACE ANY STOCK OR BOND TRADE THROUGH WEISS CAPITAL SECURITIES TRADING DESK OR A WEISS CAPITAL SECURITIES REGISTERED REPRESENTATIVE (1-800-242-8092)

WEDNESDAY, DECEMBER 16, 2009

ON THIS DAY YOU MUST SUBMIT ALL STOCK OR BOND TRADES THROUGH AMERICAN CENTURY BY CALLING 1-888-345-2071

THURSDAY, DECEMBER 17, 2009

LAST DAY YOU ARE ABLE TO BUY ANY MUTUAL FUND THAT SETTLES TRADE DATE + 1 DAY (YOU MUST PHONE WEISS CAPITAL SECURITIES’ TRADING DESK AT 1-800-242-8092)
LAST DAY YOU ARE ABLE TO TRADE AN OPTION AT WEISS CAPITAL SECURITIES (1-800-242-8092)

FRIDAY, DECEMBER 18, 2009

LAST DAY YOU MAY SELL OR EXCHANGE ANY MUTUAL FUND BY PHONING WEISS CAPITAL SECURITIES TRADING DESK AT 1-800-242-8092
LAST DAY YOU MAY SUBMIT A CHECK OR WIRE TRANSFER INSTRUCTIONS TO WEISS CAPITAL SECURITIES

MONDAY, DECEMBER 21, 2009

YOUR ACCOUNT WILL BE AT AMERICAN CENTURY INCLUDING ALL POSITIONS AND BALANCES
ALL TRADES, CASH MOVEMENTS OR SPECIFIC QUESTIONS MUST BE DIRECTED TO AMERICAN CENTURY AT 1-888-345-2071

ANY WEISS CAPITAL SECURITIES CLIENT THAT HAS PREVIOUSLY NOTIFIED WEISS OF THEIR ACCOUNT BEING TRANSFERRED TO ANOTHER BROKER DEALER OTHER THAN AMERICAN CENTURY WILL NEED TO CONTACT WEISS FOR ANY TRADES OR SERVICES BY CALLING 1-800-242-9082 UNTIL THE DATE OF TRANSFER TO THE RECEIVING BROKER DEALER.

Our Products and Services

Our Goal is to Help You
Achieve Your Goal.

Welcome to Weiss Capital Securities, Inc. (WCS), and thank you for visiting WeissCS.com.

Whether you’re an experienced investor or just starting out, at WCS you will find the products and services you need to help you invest with confidence. And whatever your goals — buying a house, planning for a secure retirement or saving for a child’s education — at the end of the day, it’s all about making choices: the right investments at the right time and price, and the right investment firm to help you realize those goals.

At Weiss Capital Securities, Inc. (WCS), we want to help you realize your financial goals.

And as you navigate through life and your financial situation and goals change, we'll be there to help you make changes to your portfolio and face your new goals with confidence.

Meeting the Needs of Investors

A subsidiary of Weiss Capital Management, Inc., Weiss Capital Securities, Inc. is a member of FINRA (www.finra.org) and SIPC (www.SIPC.com), and a full-service broker-dealer. We provide investors with a broad range of brokerage and consumer financial products including:

Stocks
Bonds
Mutual Funds
Unit Investment Trusts (UITs)
Options
Fixed-income instruments
Bank-like services including checking and a MasterCard^® debit card

We also offer various types of accounts including individual, joint and trust accounts as well as Traditional, Roth and SEP IRAs.

If you prefer to self-direct your investments, our broker-dealer offers the solution. You have the option of investing online or placing your orders with one of our knowledgeable staff members, all at discount-rate commissions. If you are looking for guidance on how best to invest, you should speak with one of our Registered Representatives who can provide the information you are looking for.

Whether you’re an experienced investor or just starting out, we can offer the products and services you need to help you invest with confidence.

At WCS, you can:

Trade stocks, either online or with broker assistance through a Weiss Capital Securities, Inc. investment professional;
Open a WCS ProCash Plus^™ account and enjoy check writing, bill paying, the use of a MasterCard^® debit card, a consolidated statement of all activity (brokerage and banking), plus many more features to help organize your financial assets.
Invest in mutual funds through FundVest^®, a program that enables you to purchase shares in a wide variety of no-load mutual funds, without incurring transaction fees;
Self-direct your IRA or other retirement plans;
Open a Custodial Account or Coverdell Education Savings Account